RG 146 Gap Training Program for CFA® Charterholders and Candidates
The Program
This RG 146 Gap Training program enables Chartered Financial Analyst® Charterholders and Candidates to meet Australian Securities and Investments Commission (ASIC) initial training requirements ‘for those providing financial product advice to retail clients.’
The program is based on the Australian material specified in ASIC’s ‘Regulatory Guide 146: Licensing: Training of financial product advisers’, which is not covered in Level 1 of the CFA® program. Successful completion of Level 1 of the CFA® program PLUS this RG 146 Gap Training program satisfies the following ASIC knowledge competency requirements:
- Generic Knowledge
- Securities Knowledge
- Derivatives Knowledge
- Managed Investments Knowledge
- Foreign Exchange Knowledge
The program is listed on the ASIC Training Register which contains details of training courses that have been approved by ASIC authorised assessors as meeting ASIC's training requirements in relation to RG 146.
Who can enrol in the course?
Enrolments in the program are restricted to persons who have successfully completed at least Level 1 of the CFA® program. Relevant documentation is required for enrolment. Persons who have completed Level 2 or Level 3 and CFA® Charterholders may enrol in the course.
Course Content
- Australian Economic Environment
- Australian Legal and Compliance
- Australian Taxation
- Skills (for those providing Personal Advice)
How it is delivered
The course is delivered in self-study format. Each person enrolled in the program is provided a set of self-study course materials covering the assessable course content.
How it is assessed
a) Knowledge: The knowledge requirements are assessed in one 50-question closed book multiple choice exam, based on the material in the self study course. (Pass mark 70%).b) Skills: Skills are assessed via a Case Study, conducted by one of our authorised assessors.
2009 Cost per person
| Five Knowledge competencies: | $695.00 + GST |
| Skills | $395.00 + GST |
| Knowledge and Skills | $1,090.00 + GST |
Enrolment form
DOWNLOAD Enrolment Form: Click hereFurther Information
Contact Joan Street, Education Director on 02 9252 7437 or 0412 007 696 to discussCFA Institute does not endorse, promote, or warrant the accuracy or quality of the products or services offered by Financial Education Professionals Pty Ltd. CFA Institute, CFA® and Chartered Financial Analyst® are trademarks owned by CFA Institute.