Continuing Education for Responsible Managers 2009
As a Responsible Manager, ASIC requires that you:
"Maintain and update knowledge and skills of responsible managers"
To assist Responsible Officers/Managers to meet this requirement, Financial Education Professionals has launched "Continuing Education for Responsible Managers". It focuses on relevant regulatory issues.
The course includes coverage of the following issues for Responsible Managers:
- Review of your responsibilities on behalf of your licence holder
- Positioning compliance in your financial services business
- Examining your organisational capacity requirements
- Implementing the principles of effectively managing conflicts of interest
- ASIC’s priorities in regulating the ‘financial economy’
- Issues which are likely to receive greater regulatory attention by the financial regulator, ASIC in 20091. See where ASIC intends to focus its efforts.
Benefits of ‘Continuing Education for Responsible Managers’
- Designed for Responsible Managers
- Course available online or face-to-face for a small group of your Responsible Managers at a time that suits them
- Obtain 4 hours/points of continuing training
Cost and how to book
Online version of course:Fee: $395.00 + GST per person
To enrol: Complete the order form and send to us
Please note that once you enrol, you are required to complete the course within 60 days.
Face to face version of the course:
Please contact us to discuss.
Further Questions
Contact Joan Street on 02 9252 7437 or email jstreet@financialeducation.com.au.How to register
Click here to download the order form. Print it, complete it and mail, fax or scan and email it to Financial Education Professionals.1. Based on various public speeches by senior ASIC Executives, and related regulatory commentary.