Plan ahead and prepare your compliance resources
In a world where regulatory requirements are becoming more complex, we have your compliance training covered so you can get on with business.
Be October Ready
The federal government has been implementing its response to recommendations of the Financial Services Royal Commission. The passing of new laws has introduced several measures to improve consumer protections and strengthen the powers and resources of financial regulators from October 2021.
We have created CPD topics to clarify the when, what, why and how to help you unravel the regulatory labyrinth, ensuring the reforms are successfully implemented within your organisation.
Our regulatory reform topics includes:
- Breach Reporting
- Deferred sales model for add-on insurance (RG 275)
- Update to the Hawking Prohibitions RG 38
- Design and Distribution Obligations
- Complaints Handling and dispute resolution (RG271)
Purchase topics individually or as a CPD suite.
Find out more in ASIC’s approach to new laws reforming financial services sector