FEP Insights
Reflections on BEAR! What have we learned from banking accountability?
We take a look at BEAR to find out what lessons can be taken into the future of financial services.
FAR-out! Preparing for the new accountability regime
With the right oversight, your organisation can transition to a new era of accountability and responsible conduct.
DDO: Design and Distribution Obligations
How will you be affected & what do the rules mean for your organisation & how it deals with its customers?
AFSL legislation updates & what you need to know
We look at the key regulatory items contained within the government’s financial services reform bills.
Braving the AML storm swirling on the horizon
There is a perfect storm swirling on the horizon, and the right response is to plan to build a windmill not a wall.
Mortgage Best Interests Duty 101
We break down the basics of the best interests duty and how you can demonstrate your compliance. Check out our tips for success.
What the Simpsons Can Teach Us About Organisational Culture
Much like the escalator to nowhere, an organisation in which no-one takes ownership or accountability for their decisions will become a place of continuous escalation.
Something’s missing in Mortgage CPD?
Are you really complying with ASIC's RG206 CPD obligations? It's more prescriptive than you may think...
Nobody Puts RG 146 in the Corner
Looking to meet your ASIC general advice compliance requirements? Our RG 146 program is a versatile and ideal choice.
Should I Stay or Should I Go? (Part 2) Five top reasons to self-license
In this second part of our 2-part series on the pros and cons of self-licensing, we’ve identified the five top reasons financial planners choose to self-license.
Should I Stay or Should I Go? Part 1 – The top 5 reasons to stay with your licensee
To self-license, or not to self-license, that is the question. We decided to go digging and sort the fact from the fiction.
The ‘Not Unsuitable’ vs the ‘Customer First Duty’
You’ve probably heard about the ‘Customer First Duty’, which is intended to replace today’s ‘Not Unsuitable’ test and improve customer outcomes.