Our Regulatory reforms CPD suite clarifies the when, what, why and how to help you ensure the rules are successfully implemented within your organisation.
Over recent years the federal government has been implementing its response to recommendations of the Financial Services Royal Commission. The passing of new laws has introduced several measures to improve consumer protections and strengthen the powers and resources of financial regulators.
The reforms will also provide ASIC with greater visibility of issues in the marketplace, through breach reports, complaints data and data available under the design and distribution obligations. This will help ASIC to identify problems earlier and address them more quickly, with less reliance on disclosure to address consumer harms.
Topics can be purchased individually.
- Anti-hawking provisions for insurance
- Breach Reporting
- Complaints Handling and dispute resolution (RG271)
- Deferred sales model for add-on insurance (RG 275)
- Design and Distribution Obligations
Recognition of Prior Learning
You will be awarded a Certificate of Completion. It will be available online for you to download and print immediately.