-
Activist Short Selling
Activist short selling is an extension of short selling of securities. Understand what is activist short selling and how it is regulated in Australia. -
AFSL Responsible Manager CPD
An essential annual update for responsible managers and governance, risk and compliance leaders. -
AML/CTF Course
Be the AML Champion in your organisation with our comprehensive course including AUSTRAC's regulations and ML/TF risk management. -
Breach Reporting
Get refresher training on current requirements and be prepared for the changes ahead. -
Complaints Handling and dispute resolution RG 271
Find out what ASIC's RG 271 guidance is and what they expect relevant financial firms to comply with. -
Compliance Fundamentals
The right information and guidance for AFSL licensees, compliance professionals, and professional services consultants to effectively fulfil their role. -
Conflicts of Interest
Explores industry examples and the legal, regulatory and organisational guidance your firm can turn to for support when facing conflict of interest-related challenges. -
Credit CPD for Representatives
Designed to enable representatives of Australian Credit Licencees to meet their mandatory RG 206 continuing training requirements -
Credit CPD for Responsible Managers
Our Annual CPD Program is designed to enable Responsible Managers of Australian Credit Licencees to meet their mandatory RG206 continuing training requirements. -
Credit Scoring and Benchmarking
Delve into the methodology used to calculate credit scores, and how scoring and credit reporting is used to assess an individual’s creditworthiness. -
Deferred sales model for add-on insurance RG 275
What you need to know about the new rules and what procedures affected issuers and distributors will need to put in place. -
Design and distribution obligations
Know the new rules and ensure you have a consumer-centric approach to the design and distribution of products. -
FNS51220 Diploma of Insurance Broking
Our nationally recognised qualification is designed to provide relevant industry knowledge and skills for a successful career in insurance broking -
FNSSS00013 Business Ethics and Conduct Skill Set
Practical ethical training for financial workplaces, providing foundation knowledge on ethical frameworks and decision making. -
Funding property settlements including refinancing
From who’s involved, to contracts and completing the sale, to what happens before, on and after settlement day, after this topic you’ll have property purchase covered. -
Improving culture and conduct in the workplace
Find out how you might successfully navigate the interplay between culture, ethics and conduct in your organisation and beyond. -
Managing Ethical Dilemmas in Financial Services
What is ethics and how does an organisation go about using ethical standards to maintain sound professional conduct? -
Managing Non-financial risk
Delve into what non-financial risk is and why managing it is a good thing for your organisation’s culture and reputation. -
Marketing and advertising financial products RG 234
Are your financial products and advice services providing clear, accurate and balanced messages? -
New whistleblower rules
Discover the purpose behind whistleblowing, your organisation’s related obligations, ASIC’s approach to administering the new regime. -
Overview of AML and CTF in Australia
Gain insights into how Australia’s AML/CTF framework aligns with international standards, and who the main regulators are. -
Privacy and data protection
Ensure your organisation’s privacy and data protection activity is compliant and modelling best practice. -
Professionalism and Ethics CPD
Understand and examine the interplay between corporate culture, ethics and conduct in your organisation. -
Regulation of Australian Financial Services
Designed for those taking on the role of a RM (AFSL) and/or needing a refresher of Australian regulations. -
Regulatory reforms CPD suite
We clarify the when, what, why and how to help you ensure the rules are successfully implemented within your organisation. -
Responsible Lending
We clarify the who, what, and why of this aspect of credit law, so you can assist your practice to comply with its obligations. -
Responsible Manager Fundamentals
What aspiring responsible managers need to know about their role and responsibilities, and the industry regulations licensees must comply with. -
RG 146 CPD
Your teams' complete online solution to meet RG146 general advice continuing education requirements. -
RG146 Derivatives
Uncover equity, fixed interest, FX related futures, options, forwards, swaps and market conventions. -
RG146 Foreign Exchange
Delve into cross-rates, forwards, options, swaps, NDFs and market conventions. -
RG146 Generic Knowledge
Learn the economic environment, operation of financial markets and types of financial products. -
RG146 Life Insurance
Covers term life, trauma or critical illness, TPD and income protection policies. -
RG146 Managed Investments
Discover Equity trusts, fixed interest trusts, serviced strata schemes, primary production schemes, property trusts and more. -
RG146 Securities
Explore shares, bank bills, commercial paper, bonds, structured products and crowdfunding. -
RG146 Superannuation
Understand Australia's superannuation system, regulation & policy, member contributions, insurance, and transition to retirement products. -
The ABCs of CFDs
Explore trading strategies and examine how regulations have evolved for Contracts for Difference (CFDs). -
The AML/CTF Course – Casinos, pubs and clubs
A comprehensive course to understand the AML/CTF in Australia for Casinos, pubs and clubs. -
The growing influence of ESG on investment decisions
The term ‘ESG’ stands for ‘environmental, social and governance’ or, sometimes, ‘environmental, social and corporate governance’. -
Tier 1 General Insurance
Designed for representatives who sell personal and business types of general insurance, including personal-sickness and accident. -
Tier 1 RG146 CFA Gap Program
Specifically designed for those who have successfully completed Level 1 (or higher) of the Chartered Financial Analyst (CFA®) program. -
Tier 1 RG146 Insurance Broking Program
Navigate the make-up of the insurance market, features of general insurance products and how the insurance broking process works. -
Tier 2 RG146 Deposit Products and Non-Cash Payments
Outlines common characteristics of deposit products, how the payment system processes fund transfers, and how banks and payment systems are regulated. -
Tier 2 RG146 General Insurance
Designed for representatives who sell personal and business types of general insurance, excluding personal-sickness and accident. -
Understanding Custody
Vital industry and regulatory knowledge for teams working in or supporting custodial services or funds management. -
Understanding Financial Markets
Foundation knowledge for new starters or refresher training for the whole team, including support staff. -
Update to the Hawking Prohibitions RG 38
Learn what are the RG38 provisions and what you need to know to ensure your organisation is compliant.
