Financial Services Compliance Training

Financial Compliance Training

Financial Services Compliance Training

Our Risk and Compliance courses focus on what you need to know ensuring everyone who has an accountable role in an organisation is getting the right information about their responsibilities.

Compliance CPD short courses

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What others say about us

Parallels real workplace experience.

We have been using FEP for a number of years now. The course materials are highly professional and parallels real workplace experience. Staff greatly value participating in meaningful external training and are the greatest advocates.

Efficient, informative and accessible.

The content is well set out, clear and precise. My organisation does the course every year and we are continuing to learn new and interesting things with each new offering. The content is up to date with the industry and completely relevant to my role. I had all the support and learning resources available to get it done…

Extremely relevant and meaningful.

Our firm exclusively uses the services of Financial Education Professionals for all of our ongoing RG146, compliance and responsible manager training for our team. We find course materials extremely relevant and meaningful and this allows our team to have up to date, practical knowledge.

Peter McGuire, CEO, XM

Regulatory News

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  • 20 June 2022

    Squirrel Super to pay $55,000 penalty for false and misleading marketing

    The Federal Court has ordered Squirrel Superannuation Services Pty Ltd...
  • 17 June 2022
  • 14 June 2022

    Behavioural science and regulation: ASIC article in the Behavioural Economics Guide 2022

    In a recent article published in the international Behavioural Economics...
  • 2 June 2022

    ASIC releases updated ePayments Code

    ASIC has published the updated ePayments Code (the Code) to provide...
  • 1 June 2022

    ASIC highlights focus areas for 30 June 2022 reporting

    ASIC is urging directors, preparers of annual and half-year reports...
  • 1 June 2022

    APRA and ASIC release new FAQs on the implementation of the retirement income covenant

    The Australian Prudential Regulation Authority (APRA) and the Australian Securities...
  • 31 May 2022

    APRA publishes Chair Wayne Byres’ speech to Banking Summit

    A fit-for-the-future banking sector. “The Australian financial system is strong...
  • 13 May 2022

    Our Lunch Date with Regulator Leaders

    We attended Finsia’s recent ‘The Regulators’ event, during which senior...
  • 7 April 2022

    Westpac to pay $1.5 million penalty for mis-selling consumer credit insurance

    The Federal Court has ordered Westpac Banking Corporation pay a...
  • 7 April 2022

    APRA publishes Chair Wayne Byres’ speech on regulating new financial technologies

    In “Regulating the technological revolution in finance”, Mr Byres delivered...
  • 6 April 2022
  • 31 March 2022
  • 28 March 2022
  • 28 March 2022
  • 23 March 2022

    ASIC scrutinises marketing of managed fund performance and risks

    ASIC has commenced a surveillance into the marketing of managed...
  • 22 March 2022
  • 21 March 2022

    ASIC issues information for social media influencers and licensees

    Information sheet (INFO 269) is for social media influencers who...
  • 3 March 2022

    ASIC’s corporate governance priorities and the year ahead

    ASIC Chair Joe Longo spoke at the Australian Institute of...
  • 21 February 2022

    Insights and tips to help you with your compliance report

    Your business is at the frontline of Australia’s anti-money laundering...
  • 17 February 2022

    How to manage compliance risk and stay out of the headlines

    To maintain trust in Australia’s financial services industry, it’s essential...