With the spectre of consumer and regulator fallout from the Royal Commission looming, it’s more important than ever to stay informed about key aspects of ASIC’s current and ongoing focuses.
After revisiting ASIC’s role and powers, we overview ASIC’s enforcement priorities and some important cases. Discover ASIC’s approach to and regulatory guidance on various financial services activities, and ensure your organisation’s compliance standards are future-ready.
This CPD module introduces ASIC’s new approach to supervision, highlights pivotal cases and explores emerging issues.
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