Responsible Manager Fundamentals is designed for newly appointed or aspiring responsible managers working in an organisation who holds an Australian Financial Services (AFS) licence.
It is also ideal for organisations wanting to ensure their existing responsible managers have an appropriate standard of knowledge and skills about AFS licensing and the important, ongoing role they play in ensuring organisational competence.
Topic 1: Being a responsible manager in practice
Responsible managers are critical to a company demonstrating and maintaining its compliance and competence. Discover the knowledge and skills necessary to be an effective first line of defence for your organisation and positive driver of culture and conduct.
Topic 2: Financial services regulation in Australia
As a responsible manager, you will have oversight of your organisation’s compliance with its licence obligations, including financial services regulation and other laws that impact its operations.