Financial Education Professionals is a leading provider of technical training in financial services. We deliver innovative, contemporary training solutions developed by prominent industry experts and education specialists.
RG146 Securities has been specifically designed for those seeking RG 146 compliance to provide general advice in the Tier 1 financial product area of Securities (when completed with Generic Knowledge).
- Operation of securities markets
- Types of Products
- Investment, portfolio management and risk
- Taxation of securities
- Legal environment – disclosure and compliance
We estimate you will need approximately 20 hours study time to complete each subject. Each earning 20 hours/points.
Each course is offered by self study via our learning portal, FEP Online. It provides you with online learning resources, support and assessment.
You have 8 weeks from your enrolment date in which to complete each course.
For each course, there is one (1) open-book knowledge examination comprising of forty (40) multiple choice questions. You are given two (2) attempts with a required 80% pass mark. A practice assessment is available to you.
How do I become RG146 compliant?
View our or visit ASICs RG 146 Licensing: Training of financial product advisers