You’re just shy of revenue and funds under management performance targets, with the end of the quarter looming. A client’s risk profile is on the cusp of being ‘growth’ and ‘high growth’, but if you determine it is ‘high growth’ you can offer a solution that includes gearing and thereby boosts your performance metrics.
What should you do?…….
Organisation Culture and Conduct
- Does your organisation actively practise its company values or is there misalignment of policies, procedures and conduct versus company values?
- What cultural, operational and regulatory challenges does your workplace face in trying to foster ethical attitudes and behaviours?