Our Compliance Fundamentals course explains how Australian Financial Services licensing works, examines the main regulatory guides, and suggests real-world tools to use in your workplace.
This course is suitable for the following roles, operating in the context of an Australian Financial Services (AFS) licence:
- Compliance professionals
- Licensees seeking refresher training on their obligations
- Professional services consultants advising licensees, including legal practitioners, accountants, and corporate advisers.
With all regulators shining a spotlight on non-financial risk, it is now more important than ever to ensure everyone who has an accountable role in an organisation is getting the right information about their responsibilities.