Are you being nominated as a Responsible Manager under your AFSL? Do you have a relevant university degree and three years relevant experience?
Responsible Manager Nomination Option 3 is suitable for nominated Responsible Managers who hold a university degree in a relevant discipline (e.g. economics, commerce, business, accounting or equivalent). In some cases ASIC may accept a degree in some other technical discipline (e.g. a degree in geology if the nominated Responsible Manager’s role relates to giving financial product advice about resource equities). In addition you must have three years relevant experience.
Those who meet the above requirements then complete a short industry course relevant to the industry or financial product to which their role relates.