AFSL CPD for Responsible Managers 2020

Breathing air into efficient, honest and fair

A constant in financial services regulation is that it will change. In the current climate, with regulators devoting unprecedented attention to compliance, conduct and ethics, there’s not just more of it; it’s also getting broader and more prescriptive.

As the person that a licensee relies on to ensure their organisation is meeting its general obligations, it is crucial that a responsible manager feels well-equipped and empowered to perform at their best.

This year’s program offers you guidance and tips to help your organisation comply with the three pillars of financial services regulation, i.e. to be:

  • Efficient Engage the right people and technology
  • Honest Demonstrate regulatory compliance and leadership
  • Fair Model sound judgement and ethical behaviour.

Our 2020 topics:

  1. The rise of the responsible manager
  2. Breaching bad: Meeting your breach management obligations
  3. New whistleblowing rules – making the right calls
  4. What’s the go with DDO?
  5. Recent ASIC cases – lessons for licensees

Our CPD is mapped to ASIC RG105, FASEA and APRA CPS 520-fit and proper categories. Earn 15 CPD hours/points.

It’s never been a more exciting and fulfilling time to be a responsible manager.

Our program will see you flourish, bringing to life the frameworks and activities your organisation needs to effectively manage its non-financial risk and excel.

Download our 2020 brochure

Have you purchased our AFSL CPD course previously? We offer a special renewal price for our returning valued customers. Ensure you contact us to access this offer

You may be interested in

Aspiring to become a Responsible Manager?

Our Responsible Manager Fundamentals course is designed for aspiring responsible managers working for an AFS licensee.

Ready to be a Responsible Manager?

FEP can assist with the nomination process, depending on your relevant qualifications and experience, either Option 2 – Individual Assessment, or Option 3 – Short industry course

Compliance Fundamentals

Want to equip others in your organisation?

Our Compliance Fundamentals course explains how Australian Financial Services licensing works, examines the main regulatory guides, and suggests real-world tools to use in your workplace.