RG146 Tier 2 Compliance

Overview

Our Tier 2 programs have been specifically designed for organisations seeking RG 146 compliance to provide general or personal advice in the Tier 2 financial product areas of

  • General Insurance and/or
  • Deposit Products and Non-Cash Payments.

General Advice in Tier 2 General Insurance

Our insurance program gives you fundamental knowledge of general insurance in Australia, you will learn about how insurance works, the key players in the market, the features and characteristics of insurance products, and the legal environment it operates in. It is designed for organisations and employees who sell general, personal and business insurance products as defined in RG 146.

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Tier 2 Deposit Products and Non-Cash Payments

Deposit Products and Non-Cash Payments examines the common functions of money and how regulation of Australia’s banks and payment system is shared between ASIC, APRA and the Reserve Bank of Australia (RBA). We outline common characteristics of deposit products and look at the difference between deposits and comparable investment products such as cash management trusts.

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We have delivered customised solutions to organisations including regulators, member associations, big 4 banks, aggregators, insurance companies, platform providers, advisory firms, accounting firms, ratings agencies, legal firms and smaller financial services organisations.