Financial Education Professionals is an Australian owned Registered Training Organisation (RTO Code 90725) providing specialist technical training and licensing compliance solutions for financial workplaces.
RG146 general advice is a valid and core part of ASIC’s regulatory framework. Anyone who provides general advice in the course of their role – that is, anyone who works for an AFS licensee and provides advice on financial products or services that does not take into account the individual’s situation – must be RG146 compliant.
With all regulators shining a spotlight on non-financial risk, it is now more important than ever to ensure everyone who has an accountable role in an organisation is getting the right information about their responsibilities.
An essential update for responsible managers and governance, risk and compliance leaders. Meet your organisational competency requirements for your Australian Financial Services Licence (RG 105) or APRA’s Fit and Proper prudential standard.
Get clear and meaningful, up-to-date coverage of applicable regulation and rules from our comprehensive AML/CTF program, which includes compliance planning, customer due diligence, reporting, and record-keeping requirements.
A leading provider of financial compliance training, Financial Education Professionals (90725) is a Registered Training Organisation and an ASIC authorised assessor for the purposes of RG 146 & RG 105.