RG146 compliance
RG146 general advice is a valid and core part of ASIC’s regulatory framework. It is also an effective learning solution for financial services firms looking to ensure a desired level of base knowledge across selected teams or the wider organisation.
RG105 CPD for RMs
Meet your organisational competency requirements for your Australian Financial Services Licence (RG 105) or APRA’s Fit and Proper prudential standard.
Financial Services CPD
Ensure your CPD program is fit for now and into the future. Get clear and meaningful, up-to-date coverage of applicable regulation and rules and specialist topics from our comprehensive CPD program.
FNSSS00013 Business Conduct and Ethics
Our Business Ethics and Conduct provides foundation knowledge on ethical frameworks and decision making and includes case studies contexutalised to financial services workplaces.
The AML/CTF Program
Get clear and meaningful, up-to-date coverage of applicable regulation and rules from our comprehensive AML/CTF program, which includes compliance planning, customer due diligence, reporting, and record-keeping requirements.
Credit and Mortgage Broking CPD
FEP’s annual continuing professional development – for representatives and responsible managers – contain content thoughtfully developed to support business and compliance outcomes for Australian Credit Licences.
