RG146 compliance
RG146 general advice is a valid and core part of ASIC’s regulatory framework. Anyone who provides general advice in the course of their role – that is, anyone who works for an AFS licensee and provides advice on financial products or services that does not take into account the individual’s situation – must be RG146 compliant.
RG146 Insurance Broking
Our RG146 program covers the core and specialist knowledge and skills an insurance broker needs. Gain your RG 146 compliance to provide personal advice in Insurance Broking.
AFSL Compliance Fundamentals
With all regulators shining a spotlight on non-financial risk, it is now more important than ever to ensure everyone who has an accountable role in an organisation is getting the right information about their responsibilities.
RG146 Insurance Solutions
Designed to give you fundamental knowledge of general insurance in Australia, choose from RG146 compliance in General Insurance, Life Insurance or Insurance Broking.
RG105 CPD for Responsible Managers
An essential update for responsible managers and governance, risk and compliance leaders. Meet your organisational competency requirements for your Australian Financial Services Licence (RG 105) or APRA’s Fit and Proper prudential standard.
The AML/CTF Program
Get clear and meaningful, up-to-date coverage of applicable regulation and rules from our comprehensive AML/CTF program, which includes compliance planning, customer due diligence, reporting, and record-keeping requirements.
