General Corporate Compliance Training2024-01-24T13:48:53+11:00

General Corporate Compliance Training

General Corporate Compliance

Compliance training solutions for banking and financial workplaces

At FEP, we understand that effective compliance training is not just about delivering regulatory content—it’s about creating learning that is engaging, relevant and impactful for organisations and their employees.

We are committed to designing training experiences that resonate with individuals, ensuring they gain practical knowledge and skills that are immediately applicable to their roles.

Meet your organisation’s risk and compliance obligations with relevant and meaningful learning contextualised to Australian financial services. (RG 104, RG 205).

Who is our general corporate compliance training for?

  • Licensees must comply with general obligations under various Acts, including the Corporations Act.
  • All financial representatives must be trained to adhere to financial services-specific regulation and industry codes with respect to conduct.

Licensees are also required to be able to provide evidence to regulators that their representatives are adequately trained to perform their role on both an initial and ongoing basis.

A simple enterprise-wide solution for a complex world of regulation.

Our general corporate compliance suite includes engaging online training modules designed to make employees aware of their responsibilities and feel empowered to uphold the conduct and regulatory standards applicable to their organisation.

Know your learning is current and accurate
Training provided by a leading financial services specialist educator and ASIC authorised assessor.

Highly contextualised to financial services
Australian specific financial services content further contextualised by supervising regulator (ASIC/APRA) or industry sector.

Effective, impactful training
Instructionally designed learning, modelling industry best practice. Quizzes and activities to support knowledge.

Flexible training delivery | Customisable
Customisation points  to reference their own processes, policies and scenarios. Host your general compliance training on your system or ours.

General Corporate Compliance Training Modules

AML/CTF regulation in Australia
Breach reporting
Complaints handling and dispute resolution
Conflicts of interest
Cyber security
Design and distribution obligations
Fraud awareness
General Insurance code of practice
Modern slavery
Preventing bribery and corruption
Privacy and data protection
Supporting vunerable customers in consumer credit
Supporting vulnerable customers in general insurance
Workplace health and safety

Frequently Asked Questions

What is FEP’s general corporate compliance training?2024-01-24T14:11:39+11:00

Our general corporate compliance training contains a suite of engaging online modules designed to make employees aware of their responsibilities and feel empowered to uphold the conduct and regulatory standards applicable to their organisation.

A general compliance module – refers to a corporate e-learning course designed to meet specified organisational, legislative and/or conduct requirements.

 

Our approach to learning2024-01-24T14:08:00+11:00

The team at FEP understands that effective compliance training is not just about delivering regulatory content; it’s about creating learning that is engaging, relevant and impactful for organisations and their employees.

We design training experiences that resonate with individuals, ensuring they gain practical knowledge and skills that are immediately applicable to their roles.

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