CPD Short Courses
CPD Short Courses
Maintain ongoing requirements with CPD that is properly assessed and recorded.
- Our learning management system provides you and your organisation all the usual features – an intuitive interface, reliable access to content, and insightful tracking and reporting.
- Each CPD short course has specific learning outcomes, reflections and extra resources and activities, and is assessed via a short online multiple choice quiz.
- Choose from a selection of online short courses or for your complete solution and access to our extensive library of engaging and informative topics please visit our RG146 CPD, RG105 Responsible Manager CPD, Credit and Mortgage Broking CPD or Insurance CPD annual programs.
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The growing influence of ESG on investment decisions
The term ‘ESG’ stands for ‘environmental, social and governance’ or, sometimes, ‘environmental, social and corporate governance’. -
Activist Short Selling
Activist short selling is an extension of short selling of securities. Understand what is activist short selling and how it is regulated in Australia. -
Professionalism and Ethics CPD
Understand and examine the interplay between corporate culture, ethics and conduct in your organisation. -
Credit Scoring and Benchmarking
Delve into the methodology used to calculate credit scores, and how scoring and credit reporting is used to assess an individual’s creditworthiness. -
Funding property settlements including refinancing
From who’s involved, to contracts and completing the sale, to what happens before, on and after settlement day, after this topic you’ll have property purchase covered. -
Conflicts of Interest
Explores industry examples and the legal, regulatory and organisational guidance your firm can turn to for support when facing conflict of interest-related challenges. -
New whistleblower rules
Discover the purpose behind whistleblowing, your organisation’s related obligations, ASIC’s approach to administering the new regime. -
Responsible Lending
We clarify the who, what, and why of this aspect of credit law, so you can assist your practice to comply with its obligations. -
Overview of AML and CTF in Australia
Gain insights into how Australia’s AML/CTF framework aligns with international standards, and who the main regulators are. -
Improving culture and conduct in the workplace
Find out how you might successfully navigate the interplay between culture, ethics and conduct in your organisation and beyond. -
Update to the Hawking Prohibitions RG 38
Learn what are the RG38 provisions and what you need to know to ensure your organisation is compliant. -
Complaints Handling and dispute resolution RG 271
Find out what ASIC's RG 271 guidance is and what they expect relevant financial firms to comply with. -
Breach Reporting
Get refresher training on current requirements and be prepared for the changes ahead. -
Privacy and data protection
Ensure your organisation’s privacy and data protection activity is compliant and modelling best practice. -
Marketing and advertising financial products RG 234
Are your financial products and advice services providing clear, accurate and balanced messages? -
Design and distribution obligations
Know the new rules and ensure you have a consumer-centric approach to the design and distribution of products. -
The ABCs of CFDs
Explore trading strategies and examine how regulations have evolved for Contracts for Difference (CFDs).
Need help finding the right course?
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