AFSL Responsible Manager CPD

An essential update for responsible managers and governance, risk and compliance leaders.

Our AFSL Responsible Manager CPD will equip and empower the key people in your business to bring to life the frameworks and activities your organisation needs to effectively manage its non-financial risk.

Our 2022 program offers you guidance and tips to boost your organisation’s capability in the following areas:

  • Engaging the right people and technology
  • Demonstrating regulatory compliance and ethical behaviour
  • Modelling sound judgment and inspiring leadership.

Topics are updated annually in alignment with what the regulators are prioritising.

Meet you organisational competency requirements for your Australian Financial Services Licence (RG 105). Our CPD is mapped to ASIC RG105, FASEA and APRA CPS 520-fit and proper categories.

Program Content

  • Raising the bar: The future of individual accountability
  • Eye of the cyber: Cyber resilience and information security
  • Keeping it clean: Understanding compliant AML/CTF Programs
  • The pulse of ESG: Climate-related risk reporting and disclosure
  • Word on the street: Regulator corporate plans and enforcement

Learning Outcomes

What you will learn

Who is this course for?

  • Accountable persons of APRA-regulated entities
  • Company Directors
  • Compliance personnel and consultants
  • Financial Planning Practice Manager
  • Legal and corporate advisory professionals
  • Responsible Managers
  • Risk and Compliance leaders
  • Senior Managers

Units of Competency

Pre-requisite

Recognition of Prior Learning

Certification

Upon successful completion, you will be awarded a Certificate of Attainment confirming you have achieved 15 CPD hours/points.

If you fall under FASEA supervision, we can map completed CPD topics to the relevant professional development categories designated by FASEA.

 

Explore our Responsible Manager CPD

Download Brochure

Frequently Asked Questions

RG 105 AFS licensing: Organisational competence is a guide for Australian financial services (AFS) licensees and AFS licence applicants.

This guide describes what ASIC looks for when assessing compliance with the ‘organisational competence obligation’, which is one of the general obligations under s912A(1) of the Corporations Act.

Our CPD program is an essential annual update for responsible managers and governance, risk and compliance leaders.
  • Released annual each year
  • Contains five topics in alignment with what the regulators are prioritising
  • Earns 15 CPD hours/points (3 CPD points per topic).
  • Topics are separately assessed so can be studied one at a time, across the year.
  • Assessment is via a multiple-choice quiz for each topic.
 
Responsible Managers are the people that a licensee appoints to demonstrate to ASIC that it has the knowledge, skills and experience required to provide the financial services it is authorised to on its Australian Financial Services licence (AFSL). For information on relevant legislation and important information surrounding your licensing obligations please refer to ASIC’s Regulatory Index. Are you applying for an AFS Licence? Refer to ASICs AFS Licensing Kit for your obligations.
We see Compliance Consultants as essential to good customer outcomes. Self-licensing is on the rise, ASIC is increasing scrutiny of regulated entities, and numerous legislative changes and other reforms are prompting all manner of financial services firms to seek the assistance of a Compliance Consultant. Please visit our Compliance Consultants directory.
You can enrol your team, either
  • Online. Find the right course and make an online purchase or
  • Contact Us. The FEP Team can easily arrange your team's training.
What is FEPs Mortgage and Credit CPD program?2021-12-17T10:41:43+11:00

Our Credit and Mortgage Broking CPD (RG206) is an essential annual update for credit licencees. It covers everything you need to know in one convenient online course.  Each program earning 20 CPD points.

Our programs are packed full of essential regulatory updates and practical tips for achieving the best outcomes for your clients, efficiently and compliantly.

What others say about us

Parallels real workplace experience.

We have been using FEP for a number of years now. The course materials are highly professional and parallels real workplace experience. Staff greatly value participating in meaningful external training and are the greatest advocates.

Efficient, informative and accessible.

The content is well set out, clear and precise. My organisation does the course every year and we are continuing to learn new and interesting things with each new offering. The content is up to date with the industry and completely relevant to my role. I had all the support and learning resources available to get it done…

Extremely relevant and meaningful.

Our firm exclusively uses the services of Financial Education Professionals for all of our ongoing RG146, compliance and responsible manager training for our team. We find course materials extremely relevant and meaningful and this allows our team to have up to date, practical knowledge.

Peter McGuire, CEO, XM