Tier 1 RG146 Securities

Our Tier 1 RG 146 Securities Course is designed for individuals who require RG146 compliance to provide general advice on regulated Securities products.

Explore shares, bank bills, commercial paper, bonds, structured products and crowdfunding.

Our course addresses the training requirements of current Australian Securities and Investments Commission (ASIC) and Australian financial services (AFS) licensing at Tier 1 level. We are a Registered Training Organisation and an ASIC Authorised Assessor, so you can be assured that our courses comply  with ASIC’s requirements (RG 146.87).

To be RG146 compliant to provide general advice in Tier 1 Securities, you must also successfully complete Generic Knowledge.

Program Content

  • Operation of securities markets
  • Types of products
  • Investment, portfolio management and risk
  • Taxation of securities

Learning Outcomes

  • Discuss how Australia’s financial markets operate and the roles played by its various participants
  • Describe the features and characteristics of commonly used securities products and how they are traded
  • Evaluate investment concepts and strategies used to earn returns and mitigate risks
  • Outline the tax implications of buying, selling and earning income from securities products.

What you will learn

Who is this course for?

Units of Competency

Pre-requisite

Recognition of Prior Learning

Certification

On successful completion of Generic Knowledge and Securities, participants will be awarded a Certificate of Attainment confirming that they are RG 146 compliant to provide general advice in Securities.

Explore our RG146 Securities

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Frequently Asked Questions

What others say about us

Parallels real workplace experience.

We have been using FEP for a number of years now. The course materials are highly professional and parallels real workplace experience. Staff greatly value participating in meaningful external training and are the greatest advocates.

Efficient, informative and accessible.

The content is well set out, clear and precise. My organisation does the course every year and we are continuing to learn new and interesting things with each new offering. The content is up to date with the industry and completely relevant to my role. I had all the support and learning resources available to get it done…

Extremely relevant and meaningful.

Our firm exclusively uses the services of Financial Education Professionals for all of our ongoing RG146, compliance and responsible manager training for our team. We find course materials extremely relevant and meaningful and this allows our team to have up to date, practical knowledge.

Peter McGuire, CEO, XM