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AFSL Responsible Manager CPD
New Course | An essential annual update for responsible managers and governance, risk and compliance leaders. -
AML/CTF Course
Be the AML Champion in your organisation with our comprehensive course including AUSTRAC's regulations and ML/TF risk management. -
Breach Reporting
Get refresher training on current requirements and be prepared for the changes ahead. -
Complaints Handling and dispute resolution RG 271
Find out what ASIC's RG 271 guidance is and what they expect relevant financial firms to comply with. -
Compliance Fundamentals
The right information and guidance for AFSL licensees, compliance professionals, and professional services consultants to effectively fulfil their role. -
Conflicts of Interest
Explores industry examples and the legal, regulatory and organisational guidance your firm can turn to for support when facing conflict of interest-related challenges. -
Credit CPD for Representatives
Designed to enable representatives of Australian Credit Licencees to meet their mandatory RG 206 continuing training requirements -
Credit CPD for Responsible Managers
Designed to enable Responsible Managers of Australian Credit Licencees to meet their mandatory RG206 continuing training requirements -
Deferred sales model for add-on insurance RG 275
What you need to know about the new rules and what procedures affected issuers and distributors will need to put in place. -
Design and distribution obligations
Know the new rules and ensure you have a consumer-centric approach to the design and distribution of products. -
FNS51220 Diploma of Insurance Broking
Designed to provide relevant industry knowledge and skills for a successful career in insurance broking -
FNSSS00013 Business Ethics and Conduct Skill Set
Practical ethical training for financial workplaces, providing foundation knowledge on ethical frameworks and decision making. -
Improving culture and conduct in the workplace
Find out how you might successfully navigate the interplay between culture, ethics and conduct in your organisation and beyond. -
Managing Ethical Dilemmas in Financial Services
What is ethics and how does an organisation go about using ethical standards to maintain sound professional conduct? -
Managing Non-financial risk
Delve into what non-financial risk is and why managing it is a good thing for your organisation’s culture and reputation. -
Marketing and advertising financial products RG 234
Are your financial products and advice services providing clear, accurate and balanced messages? -
New whistleblower rules
Discover the purpose behind whistleblowing, your organisation’s related obligations, ASIC’s approach to administering the new regime. -
Overview of AML and CTF in Australia
Gain insights into how Australia’s AML/CTF framework aligns with international standards, and who the main regulators are. -
Privacy and data protection
Ensure your organisation’s privacy and data protection activity is compliant and modelling best practice. -
Regulation of Australian Financial Services
Designed for those taking on the role of a responsible manager for an AFSL and needing a refresher of Australian regulations. -
Regulatory reforms CPD suite
We clarify the when, what, why and how to help you ensure the new rules are successfully implemented within your organisation. -
Responsible Lending
We clarify the who, what, and why of this aspect of credit law, so you can assist your practice to comply with its obligations. -
Responsible Manager Fundamentals
What aspiring responsible managers need to know about their role and responsibilities, and the industry regulations licensees must comply with. -
RG 146 CPD
Your teams' complete online solution to satisfy RG146 general advice continuing education requirements. -
Tier 1 RG146 CFA Gap Program
Specifically designed for those who have successfully completed Level 1 (or higher) of the Chartered Financial Analyst (CFA®) program. -
Tier 1 RG146 Derivatives
Uncover equity, fixed interest, FX related futures, options, forwards, swaps and market conventions. -
Tier 1 RG146 Foreign Exchange
Delve into cross-rates, forwards, options, swaps, NDFs and market conventions. -
Tier 1 RG146 Generic Knowledge
Learn the economic environment, operation of financial markets and types of financial products. -
Tier 1 RG146 Insurance Broking Program
Navigate the make-up of the insurance market, features of general insurance products and how the insurance broking process works. -
Tier 1 RG146 Life Insurance
Covers term life, trauma or critical illness, TPD and income protection policies. -
Tier 1 RG146 Managed Investments
Discover Equity trusts, fixed interest trusts, serviced strata schemes, primary production schemes, film schemes, property trusts and real estate investment strategies. -
Tier 1 RG146 Securities
Explore shares, bank bills, commercial paper, bonds, structured products and crowdfunding. -
Tier 1 RG146 Superannuation
Understand Australia's superannuation system, regulation & policy, member contributions, insurance, and transition to retirement products. -
Tier 2 RG146 Deposit Products and Non-Cash Payments
Outlines common characteristics of deposit products, how the payment system processes fund transfers, and how banks and payment systems are regulated. -
Tier 2 RG146 General Insurance General Advice
Designed for representatives who sell personal and business types of general insurance, excluding personal-sickness and accident. -
Understanding Custody
Vital industry and regulatory knowledge for teams working in or supporting custodial services or funds management. -
Understanding Financial Markets
Foundation knowledge for new starters or refresher training for the whole team, including support staff. -
Update to the Hawking Prohibitions RG 38
Learn what are the new provisions and what you need to know to ensure your organisation is compliant.
