RG146 Generic Knowledge
Our Tier 1 RG 146 Generic Knowledge Course provides valuable foundation knowledge for financial services professionals, no matter what area of the industry they are working in.
Learn the economic environment, operation of financial markets and types of financial products.
To meet relevant training standards at the Tier 1 level, you must complete both Generic Knowledge and the specialist knowledge area you intend to provide general advice in.
Our specialist knowledge areas include:
Program Content
- Financial services regulation and licensing
- Operation of financial markets and the economy
- Financial markets and products
- Application of cross-industry laws in financial services
Learning Outcomes
What you will learn
- Primary laws that underpin the financial services regulatory framework
- Who the main regulators and industry associations are
- Conduct requirements of licensees and their representatives
- The impact of the economic environment on financial services
- Characteristics of financial products and the entities that issue and distribute them
- Relevant legal principles, including consumer law, Privacy, AML, anti-hawking, dispute resolution, and ethics
Who is this course for?
- Representatives needing to complete Generic Knowledge before undertaking study of a specialist knowledge area
- Professionals in a support role, such as Marketing, Human Resources, Finance, or Capability Management
- Industry knowledge for new starters
- Refresher training for individual roles or teams, or your whole organisation.
Units of Competency
