Tier 1 RG146 CFA Gap Program

The CFA® Gap program has been specifically designed for those who have successfully completed Level 1 (or higher) of the Chartered Financial Analyst (CFA®) program. It covers those areas of knowledge required to achieve RG 146 compliance that are not covered by Level 1 of the CFA® program.

Successful completion of the RG 146 Gap Training Program for CFA® Charterholders provides RG 146 compliance to provide general advice in:

  • Securities
  • Managed Investments
  • Derivatives
  • Foreign Exchange

To qualify for admission into this gap program you are required to provide evidence that you have successfully completed at least Level 1 of the CFA®. Please contact us for eligibility criteria.

Program Content

  • The Australian economic environment
  • Basics of Australian taxation
  • The Australian legal environment – disclosure and compliance

Learning Outcomes

What you will learn

Who is this course for?

Units of Competency

Pre-requisite

To qualify for admission into this gap program you are required to provide evidence that you have successfully completed at least Level 1 of the CFA®.

If your CFA® qualification was obtained more than 5 years ago, your application will also need to be accompanied by a CV showing 5 years relevant working experience in the last 8 years.

Applicants must provide satisfactory documentary evidence of completion at the time of application.

Please email enquiries@financialeducation.com.au with your evidence to confirm eligibility piror to enrolment.

Recognition of Prior Learning

Certification

On successful completion, participants will be awarded a Certificate of Attainment confirming they are RG146 compliant to provide general advice in Securities, Derivatives, Managed Investments and Foreign Exchange.

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Frequently Asked Questions

What others say about us

Parallels real workplace experience.

We have been using FEP for a number of years now. The course materials are highly professional and parallels real workplace experience. Staff greatly value participating in meaningful external training and are the greatest advocates.

Efficient, informative and accessible.

The content is well set out, clear and precise. My organisation does the course every year and we are continuing to learn new and interesting things with each new offering. The content is up to date with the industry and completely relevant to my role. I had all the support and learning resources available to get it done…

Extremely relevant and meaningful.

Our firm exclusively uses the services of Financial Education Professionals for all of our ongoing RG146, compliance and responsible manager training for our team. We find course materials extremely relevant and meaningful and this allows our team to have up to date, practical knowledge.

Peter McGuire, CEO, XM