Tier 1 RG146 Insurance Broking Program
RG 146 Insurance Broking
Insurance brokers play an important role in insurance markets, comparing general insurance products from multiple providers to develop risk management solutions for clients, particularly businesses and customers with complex needs.
Our RG146 Insurance broking program:
- provides an enrolment period of up to 16 weeks, but experienced professionals can complete in less time
- covers the core and specialist knowledge and skills an insurance broker needs
- meets ASIC Regulatory Guide 146 (RG146) education requirements for providing general and personal advice with broking clients.
Program Content
Generic Knowledge
- Topic 1: Financial services regulation and licensing
- Topic 2: Operation of financial markets and the economy
- Topic 3: Financial market products
- Topic 4: Application of cross-industry laws in financial services
Insurance Broking
- Topic 1: Introduction to insurance markets
- Topic 2: Specialist general insurance knowledge
- Topic 3: Overview of the insurance broking process
- Topic 4: Insurance broking skills
Program Content
Learning Outcomes
What you will learn
- Best practice in analysing client needs, financial situation and risk profile
- Tips for preparing appropriate general insurance strategies or solutions
- Guidance on providing accurate and ethical advice on general insurance products and services
- Considerations for implementing general insurance plans, policies or transactions once agreed by the client
- How to interpret and comply with insurance law, regulatory guidance and industry codes of practice.
Who is this course for?
- New entrants starting a career in Insurance Broking
- New or existing brokers wanting to provide personal or general advice in general insurance products
- Brokers seeking to update their initial general insurance compliance and extend their authorisations to insurance broking
Units of Competency

- FNSASICY513 Provide advice in insurance broking
- FNSIBK416 Deliver insurance broking services
- FNSIBK518 Implement changes to insurance programs of broking clients
- FNSIBK523 Prepare submissions for new insurance broking business
Pre-requisite
Recognition of Prior Learning
We do not offer Recognition of Prior Learning for this course.
Certification
On successful completion of our Insurance Broking program participants will be awarded a Statement of Attainment that:
- confirms they are RG 146 compliant to provide personal advice in Insurance Broking
- lists the units of competency they have been awarded.