Meet your organisation’s compliance training needs.

Training that is effective, scalable, flexible and current.

Meet your organisation’s training needs.

Discover. Align. Comply

Financial Education Professionals have been delivering specialist technical training and licensing compliance solutions to banking and financial workplaces for over two decades.

We are Registered Training Organisation (RTO Code 90725) and an ASIC authorised assessor. Our wealth of in-house educational expertise and extensive financial services practitioner network assures that your learning will comply with regulatory requirements.

With financial services now more dynamic than ever, we help professionals to remain compliant & future ready.

Risk and Compliance

Building individual capability and organisational competence through industry-relevant, fit for purpose training.

AFSL Responsible Manager CPD

Our AFSL Responsible Manager CPD is an essential update for Responsible Managers and Governance, Risk and Compliance Leaders. RG105

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General Corporate Compliance Training

A suite of engaging compliance training modules designed to meet regulatory compliance and conduct requirements mandated by Government, financial services regulators and industry bodies.

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Credit CPD for Responsible Managers

All bases are covered, from regulations to big picture issues and product innovation – crucial elements that shape how you work. Comply with RG206

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Financial Services CPD

Being confident that you and your employees are participating in regular, ongoing training is not just good for business – it’s also a compliance requirement for AFS and Credit licensees.

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RG146 Compliance

To meet relevant training standards at the Tier 1 level, you must complete both Generic Knowledge and the specialist knowledge area you intend to provide general advice in. Our courses are also an effective learning solution for financial services workplaces looking to ensure a desired level of base knowledge across selected teams or the wider organisation.

RG146 Generic Knowledge

Our online course provides valuable foundation knowledge. Learn the economic environment, operation of financial markets and types of financial products.

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RG146 Securities

Our online course explores securities products and markets characteristics, including shares, bank bills, commercial paper, bonds, structured products and crowdfunding.

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RG146 Derivatives

Our online course explains derivative products and markets characteristics, including futures, options, forwards and swaps, how they are used and how they are traded.

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RG146 Managed Investments

Our online course covers equity trusts, fixed interest trusts, serviced strata schemes, primary production schemes, film schemes, property trusts and real estate investment strategies.

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RG146 Foreign Exchange

Our online course introduces FX products including cross-rates, forwards, options, swaps, NDFs and market conventions.

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RG146 Margin Lending

Our online course introduces the concept of margin lending, what it is and how it works and explores an overview of the Australian margin lending market.

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RG146 Superannuation

Our online course covers Australia’s superannuation system, regulation & policy, member contributions, insurance, and transition to retirement products.

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RG146 Life Insurance

Our online course explores term life, trauma or critical illness, TPD and income protection policies.

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Insurance Compliance Training

Providing fit for purpose, industry-relevant learning is our way of ensuring you stay up to date and well-equipped in an evolving insurance landscape.

Tier 2 RG146 General Insurance

Tier 2 General Insurance is designed for organisations and employees who sell general, personal and business insurance products as defined in RG 146. (excluding personal-sickness and accident.)

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Tier 1 RG146 General Insurance

Our online course describes the knowledge and skills required to analyse client needs and to deal ethically and professionally in Tier 1 regulated general, personal and business insurance products.

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Tier 1 RG146 Insurance Broking

Our online course covers the core and specialist knowledge and skills an insurance broker needs and meets ASIC Regulatory Guide 146 (RG146) education requirements for providing general and personal advice with broking clients.

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FNS51220 Diploma of Insurance Broking

Our online nationally recognised qualification FNS51220 Diploma of Insurance Broking is designed to provide relevant industry knowledge and skills for a successful career in insurance broking.

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Why learn with us?

We start with understanding your training needs.

We engage in genuine partnerships with our clients, actively listening, formulating ideas and developing solutions together. Give your team the workplace training to deliver brilliantly in their role.

We do not try and fit a square peg into a round hole.

Whether an in or out of the box solution, we have the right training for your organisation. Let us help you get team training that makes people feel like your way is their way.

Get in touch when

  • It’s time to review, top-up or shake up your training to engage your learners.

  • You want to ensure your employees are adequately trained and supported in their roles.

  • You want to create a culture of compliance across all levels of business.

  • You want to stay on top of regulatory changes and future operating environments.

  • You value your team and want them to grow and stay.

  • You are required by ASIC to have audits of your training solutions against your licence requirements.

  • You need training solutions to complement your risk management framework.

  • You need help to understand your training requirements under your AFSL.

  • You want to empower your people to show ethical leadership and be accountable.

  • You want to be confident that your teams have a base level of knowledge and know what they are supposed to know.

RG 146
RG 105
RG 206
RG 104
RG 274
RG 209
RG 234
RG 271
RG 78
RG 181

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