Meet your organisation’s compliance training needs.
Training that is effective, scalable, flexible and current.
Meet your organisation’s training needs.
Give your team the workplace training to deliver brilliantly in their role.
Ensuring your team is equipped with up-to-date knowledge and skills is essential to meet the ever-changing demands of the industry. Effective compliance training is about creating learning that is engaging, relevant and impactful for organisations and their employees.
Here’s what sets us apart
We start with understanding your training needs: We engage in genuine partnerships with our clients, actively listening, formulating ideas and developing solutions together.
Dedicated Customer Support: Our team ensures a seamless experience with prompt, personalised assistance at every stage—from onboarding to ongoing support.
Comprehensive features: All the essential tools, including manager access, reporting, and visibility into your team’s progress, ensuring an effective and streamlined training experience.
Risk and Compliance Courses
Building individual capability and organisational competence through industry-relevant, fit for purpose training.
AFSL Responsible Manager CPD
Our AFSL Responsible Manager CPD is an essential update for Responsible Managers and Governance, Risk and Compliance Leaders. RG105
General Corporate Compliance Training
A suite of engaging compliance training modules designed to meet regulatory compliance and conduct requirements mandated by Government, financial services regulators and industry bodies.
Credit CPD for Responsible Managers
All bases are covered, from regulations to big picture issues and product innovation – crucial elements that shape how you work. Comply with RG206
Financial Services CPD
Being confident that you and your employees are participating in regular, ongoing training is not just good for business – it’s also a compliance requirement for AFS and Credit licensees.
To meet relevant training standards at the Tier 1 level, you must complete both Generic Knowledge and the specialist knowledge area you intend to provide general advice in. Our courses are also an effective learning solution for financial services workplaces looking to ensure a desired level of base knowledge across selected teams or the wider organisation.
RG146 Generic Knowledge
Our online course provides valuable foundation knowledge. Learn the economic environment, operation of financial markets and types of financial products.
RG146 Securities
Our online course explores securities products and markets characteristics, including shares, bank bills, commercial paper, bonds, structured products and crowdfunding.
RG146 Derivatives
Our online course explains derivative products and markets characteristics, including futures, options, forwards and swaps, how they are used and how they are traded.
RG146 Managed Investments
Our online course covers equity trusts, fixed interest trusts, serviced strata schemes, primary production schemes, film schemes, property trusts and real estate investment strategies.
RG146 Foreign Exchange
Our online course introduces FX products including cross-rates, forwards, options, swaps, NDFs and market conventions.
RG146 Margin Lending
Our online course introduces the concept of margin lending, what it is and how it works and explores an overview of the Australian margin lending market.
RG146 Superannuation
Our online course covers Australia’s superannuation system, regulation & policy, member contributions, insurance, and transition to retirement products.
RG146 Life Insurance
Our online course explores term life, trauma or critical illness, TPD and income protection policies.
Why learn with us?
We start with understanding your training needs.
We engage in genuine partnerships with our clients, actively listening, formulating ideas and developing solutions together. Give your team the workplace training to deliver brilliantly in their role.
We do not try and fit a square peg into a round hole.
Whether an in or out of the box solution, we have the right training for your organisation. Let us help you get team training that makes people feel like your way is their way.
Get in touch when
It’s time to review, top-up or shake up your training to engage your learners.
You want to ensure your employees are adequately trained and supported in their roles.
You want to create a culture of compliance across all levels of business.
You want to stay on top of regulatory changes and future operating environments.
You value your team and want them to grow and stay.
You are required by ASIC to have audits of your training solutions against your licence requirements.
You need training solutions to complement your risk management framework.
You need help to understand your training requirements under your AFSL.
You want to empower your people to show ethical leadership and be accountable.
You want to be confident that your teams have a base level of knowledge and know what they are supposed to know.

Regulatory News
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13 November 2026
APRA and ASIC release final guidance to streamline FAR reporting
13 November 2026The Australian Prudential Regulation Authority (APRA) and the Australian Securities and Investments Commission (ASIC) have finalised changes to simplify reporting under the Financial Accountability Regime (FAR).
The changes follow strong industry support for reducing unnecessary administration. Following consultation, the regulators have finalised the removal of:
- the requirement to report key functions for the FAR register; and
- the need for accountability maps to identify who reports directly to an accountable person.
Together, these changes provide meaningful relief to regulated entities, with APRA and ASIC estimating they will reduce reporting requirements for all accountable entities and approximately 4,500 accountable people, while halving the number of updates to accountability maps.
The changes will take effect from today. The accountability obligations of FAR-regulated entities and accountable persons will remain unchanged.
ASIC Commissioner Kate O’Rourke said the feedback reinforced the benefits of simplifying FAR administration.
“Industry strongly supported these changes, which will reduce unnecessary reporting while maintaining clear accountability,” Ms O’Rourke said.
“We are proceeding with the reforms as proposed, delivering on our commitment to simpler regulation and making it easier for industry to meet its obligations.”
APRA Deputy Chair Therese McCarthy Hockey said the reforms formed part of APRA’s broader body of work to reduce regulatory burden while continuing to receive the information it needs, ensuring APRA’s regulation strikes the right balance.
“These straightforward reforms cut unnecessary reporting, freeing entities to focus on their work,” Ms McCarthy Hockey said.
Some submissions also called for broader changes, including clearer thresholds for notifying APRA and ASIC of changes in accountability. These changes fall outside the current reforms but may inform future regulatory or legislative changes.
The reforms complement other work to streamline requirements:
- APRA has recently consulted on removal of reporting requirements under its fit and proper regime to remove duplication with FAR reporting.
- ASIC has reduced requirements for Australian financial services licensees to submit evidence of competence for their responsible managers who are also accountable persons. These changes took effect in October 2026 and will benefit approximately 2,000 existing licensees.
Entities should review the final guidance and update their reporting processes to reflect these changes. The final documents can be found at Streamlining FAR administration.
Related Links
- Consultation letter: Consultation on streamlining FAR administration.
RG 279 Financial Accountability Regime: Information for accountable entities
APRA and ASIC release final guidance to streamline FAR reporting
The Australian Prudential Regulation Authority (APRA) and the Australian Securities -
12 November 2026
ASIC delivers greater flexibility for companies planning to IPO
12 November 2026Companies planning to list on Australia’s public markets will have greater flexibility to publicise and correct information about upcoming initial public offerings before lodging a prospectus under changes implemented today by ASIC.
ASIC delivers greater flexibility for companies planning to IPO
Companies planning to list on Australia’s public markets will have -
12 November 2026
APRA’s latest System Risk Outlook warns of rising threats to financial stability
12 November 2026The Australian Prudential Regulation Authority’s (APRA’s) latest System Risk Outlook report has warned financial system stability faces growing threats from an increasingly volatile global environment and the rapid escalation of AI-related risks.
Published twice a year, the report describes what APRA is seeing in the international and domestic environments, highlighting shocks and vulnerabilities that could affect the Australian financial system.
While noting that Australia’s financial system remains strong and stable, the report found persistent uncertainty and the possibility of simultaneous financial and operational disruptions mean this resilience cannot be taken for granted.
Key findings include:
- Global financial markets are under pressure. A sharp repricing could raise funding costs and reduce investment values in Australia;
- AI is creating new risks within institutions, accelerating cyber and operational threats that could have broader effects across the economy and financial system. Reliance on common service providers is also creating channels for widespread disruption; and
- Housing prices have declined and lending activity has slowed, but household and bank resilience remain strong overall. Higher living costs are putting household budgets under pressure, but most households have substantial equity and repayment buffers. High household indebtedness remains a key vulnerability that could amplify a more severe downturn.
APRA’s latest System Risk Outlook warns of rising threats to financial stability
The Australian Prudential Regulation Authority’s (APRA’s) latest System Risk Outlook -
12 November 2026
ASIC sues Commonwealth Bank alleging tens of thousands of business customers overcharged fees
12 November 2026ASIC has commenced civil penalty proceedings against Commonwealth Bank of Australia (CBA), alleging tens of thousands of CommBiz business customers, many of them small businesses, were overcharged millions of dollars in fees they were never told about.
ASIC alleges CBA’s CommBiz terms and conditions were misleading because they failed to clearly and accurately disclose all the fees business customers would be charged for Direct Debit and Direct Credit payments.
Business customers were told they would be charged a fee for a payment to or from a third-party account.
However, ASIC alleges CBA also charged an additional, undisclosed fee for the corresponding movement of money into or out of the customer’s CommBiz account.
View ASIC WebsiteASIC sues Commonwealth Bank alleging tens of thousands of business customers overcharged fees
ASIC has commenced civil penalty proceedings against Commonwealth Bank of -
11 November 2026
ASIC review highlights how small business restructuring can help businesses experiencing financial difficulty
11 November 2026ASIC has published a new report and data examining the small business restructuring (SBR) process and outcomes across the first five years of the regime’s operation. Report 847 Review of small business restructuring process: 2021–26 (REP 847 examined 6,606 appointments that commenced during the period 1 January 2021 to 30 June 2026).
ASIC has published a new report and data examining the -
11 November 2026
ASIC warns Australians may be missing out on savings interest
11 November 2026Australians could be earning less interest on their savings than they expect, with ASIC urging consumers to check they are receiving the rate they have been promised by their bank.
ASIC warns Australians may be missing out on savings interest
Australians could be earning less interest on their savings than -
11 November 2026
Macquarie admits failures over savings account Welcome Rate offer
11 November 2026Macquarie Bank Limited has admitted failures in the way it promoted its Welcome Rate offer for new savings account customers.
Macquarie admits failures over savings account Welcome Rate offer
Macquarie Bank Limited has admitted failures in the way it -
11 November 2026
ASIC seeks feedback on proposed General Insurance Code of Practice
11 November 2026ASIC is seeking feedback on the Insurance Council of Australia’s (ICA) proposed new General Insurance Code of Practice (Code) as it considers whether to approve the Code.
ASIC has the power to approve codes of conduct under section 1101A(1) of the Corporations Act 2001. The ICA submitted the proposed new Code to ASIC for consideration on 22 October 2026. It is the first time the ICA has sought ASIC approval of the Code.
The proposed Code has been drafted following a review by an independent panel as well as recommendations about the current Code made by the House of Representatives Standing Committee on Economics’ Inquiry into Insurers’ Responses to the 2022 Floods.
The ICA says the proposed Code would make Code obligations contractually enforceable through insurers’ contracts with consumers. The proposed Code also includes changes relating to claims handling, support for customers experiencing vulnerability, family violence protections and standards for expert reports.
View ASIC WebsiteASIC seeks feedback on proposed General Insurance Code of Practice
ASIC is seeking feedback on the Insurance Council of Australia’s -
10 November 2026
Non-bank lenders begin sharing in the Consumer Data Right
10 November 2026This week marks a further milestone for the Consumer Data Right, as Australia’s largest non-bank lenders begin sharing consumer data through the CDR.
This expansion will empower Australian consumers to share their data on their home, car or personal loans to better understand their costs and shop around for a better deal. Combined with banking data, which is already available through the CDR, consumers will be able to see a more complete picture of their finances.
The CDR provides consumers with the option to access and share their data securely, delivering better information, easier comparisons and streamlining paperwork when making decisions about large household costs.
Smaller lenders will commence consumer data sharing through the CDR in May 2027.
The expansion of the CDR to non-bank lending builds on the CDR’s existing footprint in the banking and energy sectors.
More information can be found at the CDR website.
View Treasury WebsiteNon-bank lenders begin sharing in the Consumer Data Right
This week marks a further milestone for the Consumer Data -
10 November 2026
APRA finalises simpler, faster, and more transparent bank licensing framework
10 November 2026The Australian Prudential Regulation Authority (APRA) has finalised a simpler, faster and more transparent licensing framework for domestic banks, providing greater clarity for applicants while maintaining APRA’s robust prudential standards.
APRA is responsible for licensing banks, credit unions and building societies – collectively known as authorised deposit-taking institutions (ADIs).
Its updated licensing framework:
- clarifies expectations by replacing APRA’s guidance-based licensing expectations with a clearer, more transparent set of legally effective criteria;
- enables faster and more predictable decisions by simplifying the licensing assessment process and setting clear timeframes for applicants and APRA; and
- delivers greater transparency by clarifying licensing procedures and improving the visibility of APRA’s decisions.
While all applicants must demonstrate they meet the minimum licensing criteria, APRA is committed to taking a proportionate approach to licensing assessments. Smaller and less complex applicants will not be expected to demonstrate the same level of sophistication as larger and more complex applicants.
Clearer timeframes provide applicants with greater certainty about the licensing process and increase APRA’s accountability for timely decision-making. Applicants will have up to 12 months to meet the minimum criteria. Once APRA determines that an application is substantially complete, it will make a licensing decision within 90 days.
The new framework simplifies APRA’s approach by moving from two licensing pathways to a single pathway. As part of this change, APRA will discontinue the Restricted ADI (RADI) licensing pathway, introduced in 2018. Experience with the RADI pathway showed it did not operate as simply or effectively as intended, resulting in limited uptake.
APRA Deputy Chair Therese McCarthy Hockey said the new framework strikes the right balance between supporting competition while upholding robust prudential standards.
“Although APRA’s primary mandate is one of financial safety and stability, we also recognise the important role that strong competition plays in boosting innovation, productivity and standards of customer service.
“We expect the new licensing framework to reduce unnecessary burden and resource costs for applicants. The framework also delivers on APRA’s commitment as part of the Council of Financial Regulators’ Review into Small and Medium-sized Banks to make its bank licensing process more transparent and efficient.”
The updated framework was developed over two rounds of consultation with industry and takes effect immediately.
A letter to industry formally responding to submissions on the framework is available at: Licensing for authorised deposit-taking institutions.
APRA finalises simpler, faster, and more transparent bank licensing framework
The Australian Prudential Regulation Authority (APRA) has finalised a simpler, -
10 November 2026
ASIC forms Markets Expert Advisory Group to strengthen Australia’s market resilience and competitiveness
10 November 2026ASIC has announced the formation of the Markets Expert Advisory Group, bringing together market leaders and experts to help identify and prioritise practical improvements to the resilience, efficiency, accessibility and competitiveness of Australia’s capital markets.
ASIC has announced the formation of the Markets Expert Advisory -
10 November 2026
Helping Australians navigate financial decisions in an increasingly complex information environment
10 November 2026Address by ASIC Commissioner Alan Kirkland at the Ecstra Financial Wellbeing Summit in Sydney on 10 November 2026.
Key points
- Consumers today have access to more financial information than ever before, however it’s getting harder to know who or what to trust.
- Building financial capability increasingly involves building digital financial literacy – giving people the ability to distinguish between different information sources, separate truth from hype, and understand the strengths and weaknesses of AI tools.
- It’s not about putting more information into the system. It’s about understanding what helps people to make better decisions and giving them trusted places to turn.
View ASIC WebsiteHelping Australians navigate financial decisions in an increasingly complex information environment
Address by ASIC Commissioner Alan Kirkland at the Ecstra Financial -
10 November 2026
ASIC finds private credit practices continue to leave investors in the dark
10 November 2026Many investors are still not being given the information they need to properly understand the risks, fees and conflicts present in private credit investments as complex structures, opacity and deficient disclosure practices persist, ASIC’s second major surveillance of private credit has found.
Between November 2025 and August 2026, ASIC reviewed 24 wholesale and retail private credit funds responsible for a combined $18 billion in assets under management, as well as a sample of financial advice given to retail investors relating to private credit.
ASIC’s surveillance found that many of the poor fee, disclosure, distribution and conflict-management practices identified in ASIC’s first private credit report, released in November 2025, remain.
The findings, outlined in ASIC’s new report (REP 846), have also led to several regulatory interventions, including six interim stop orders and multiple referrals for further enforcement investigation.
View ASIC WebsiteASIC finds private credit practices continue to leave investors in the dark
Many investors are still not being given the information they -
9 November 2026
ASIC’s final warning to licensees – using lead generators may put your licence at risk
9 November 2026ASIC’s major review of lead generation activity in the financial advice sector has uncovered examples of involvement of unlicensed or unqualified lead generators in the advice process, exposing oversight failures by licensees.
The review, which focused on a small number of Australian financial services (AFS) licensees that were identified as having links to lead generation activities, found that some allowed lead generators to undertake specialist tasks such as fact-finding, assessment of clients’ risk profiles and discussing advice recommendations.
ASIC also identified that some lead generators were using potentially misleading statements, fear-based claims and non-like-for-like performance comparisons to encourage consumers to review their superannuation or switch investments. This pointed to clear gaps in some licensees’ oversight of what lead generators were saying to clients.
ASIC Commissioner Alan Kirkland said the findings in Report 845 Lead generation advice models: Putting consumers and licensees at risk (REP 845) sends a clear warning to advice licensees that using or allowing lead generation services may put their licenses at risk.
View ASIC WebsiteASIC’s final warning to licensees – using lead generators may put your licence at risk
ASIC’s major review of lead generation activity in the financial -
9 November 2026
ASIC issues interim stop orders against two Angas Securities funds over PDS and Bathla disclosure concerns
9 November 2026ASIC has made interim stop orders preventing Angas Securities Limited (Angas Securities) from offering interests in two managed investment schemes over concerns the funds’ product disclosure statements (PDSs) do not adequately disclose Angas Securities’ financial position and one fund’s exposure to the Bathla Group.
The interim stop orders prevent Angas Securities from offering, issuing, selling, or transferring interests in the Angas Prime Income Fund (ARSN 091 887 400) and the Angas Direct Mortgage Fund (ARSN 151 979 645).
ASIC is concerned that investors in both funds may not have been adequately informed about the financial position of Angas Securities and the risks arising from that position.
ASIC also has concerns about disclosures to investors in the Angas Prime Income Fund relating to its exposure to the collapsed Bathla Group and the risks arising from that exposure.
View ASIC WebsiteASIC has made interim stop orders preventing Angas Securities Limited -
6 November 2026
Sunshine Loans ordered to pay $5.5 million penalty for charging customers illegal fees
6 November 2026The Federal Court has ordered small amount lender Sunshine Loans Pty Ltd to pay $5.5 million in civil penalties for charging an illegal fee to thousands of consumers that was prohibited under the National Credit Code.
Sunshine Loans ordered to pay $5.5 million penalty for charging customers illegal fees
The Federal Court has ordered small amount lender Sunshine Loans -
6 November 2026
APRA publishes Deputy Chair David Brabury’s remarks to the 2026 ACTU Superannuation Forum
6 November 2026The Australian Prudential Regulation Authority (APRA) has published remarks delivered today by Deputy Chair David Bradbury to the 2026 ACTU Superannuation Forum in Melbourne.
In “Safeguarding super in a time of challenge”, Mr Bradbury discussed the growing challenges facing Australia’s superannuation system and the need for trustees to strengthen their governance, resilience and capabilities to protect members’ interests in an increasingly complex environment.
His remarks included:
- “The financial consequences of a major cyber incident, prolonged operational disruption or governance failure could far outweigh the cost of the controls designed to prevent it.”
- “Governance is not an end in itself. Good governance is ultimately about ensuring that boards have the capabilities, judgement, diversity of perspective and capacity for challenge needed to navigate an increasingly demanding environment.”
- “Our shared responsibility is to ensure the system remains worthy of the trust Australians have placed in it.”
The full speech is available at: APRA Deputy Chair David Brabury’s remarks to the 2026 ACTU Superannuation Forum, “Safeguarding super in a time of challenge”.
APRA publishes Deputy Chair David Brabury’s remarks to the 2026 ACTU Superannuation Forum
The Australian Prudential Regulation Authority (APRA) has published remarks delivered -
6 November 2026
APRA publishes Member Suzanne Smith’s remarks to the 2026 ICA conference
6 November 2026The Australian Prudential Regulation Authority (APRA) has published remarks delivered this morning by Member Suzanne Smith to the 2026 Insurance Council of Australia conference in Sydney.
In “Insurer of the future: Technology creates opportunity. Institutional strength delivers.”, Ms Smith discussed how technology and AI are reshaping the insurance industry and why strong governance, resilience and institutional capability will be critical to insurers’ future success.
Her remarks included:
- “Institutional strength, not technology alone, will set leading insurers apart.”
- “Don’t treat technology, resilience and customer outcomes as separate agendas. Ask whether your investment in each is strengthening the others.”
- “Technology will change how insurers understand, price and manage risk. Institutional strength will determine whether that change builds trust, creates lasting value and helps insurers keep their promises to policyholders when it matters most.”
The full speech is available at: APRA Member Suzanne Smith’s remarks to the 2026 ICA conference, “Insurer of the future”.
APRA publishes Member Suzanne Smith’s remarks to the 2026 ICA conference
The Australian Prudential Regulation Authority (APRA) has published remarks delivered -
6 November 2026
APRA takes action on breach of NOHC authority condition by Macquarie Group
6 November 2026The Australian Prudential Regulation Authority (APRA) will oversee a comprehensive assessment of how Macquarie Group Limited (MGL) determines the required capital for its non-bank businesses after identifying a breach of the group’s Non-Operating Holding Company (NOHC) authority.
APRA identified that MGL had miscalculated the amount of capital required to support risks within the non-bank during a recent capital review. The breach, which dates back to 2019, resulted in lower required capital for the non-bank, however the overall financial stability of the group, including the bank, was not undermined at any point.
MGL has since addressed the understatement of its required capital, and a $100m governance overlay has been put in place. APRA will oversee a full assessment of the approach used by Macquarie to determine the required capital for its non-bank business (Economic Capital Model). Subject to the assessment findings, APRA may consider further action.
The $100m overlay is in addition to an existing $500m capital overlay that APRA applied to Macquarie Bank Limited in 2021. Removal of these overlays is subject to APRA approval.
APRA Deputy Chair Therese McCarthy Hockey said the breach reflected a serious failure in Macquarie Group’s governance and assurance processes.
“Macquarie is one of the country’s largest financial groups and, as such, APRA expects it to have among the highest standards of governance, risk management and controls. Macquarie failed to identify and address this issue through its own governance and assurance processes, which falls short of APRA’s expectations.
“While APRA acknowledges Macquarie’s cooperation, addressing the breach after identification does not diminish the seriousness of the underlying failure. Board and senior executives are responsible for ensuring their institutions maintain effective risk management, assurance and governance practices that support compliance, not simply react when deficiencies are identified.
“As previously flagged, APRA will be reviewing all existing NOHC authorisations to ensure they appropriately address the risks arising from group structure and activities,” Ms McCarthy Hockey said.
APRA takes action on breach of NOHC authority condition by Macquarie Group
The Australian Prudential Regulation Authority (APRA) will oversee a comprehensive -
6 November 2026
Putting a premium on trust: getting the basics right in insurance
6 November 2026Speech by ASIC Commissioner Alan Kirkland at the Insurance Council of Australia Annual Conference in Sydney on 6 November 2026.
View ASIC WebsitePutting a premium on trust: getting the basics right in insurance
Speech by ASIC Commissioner Alan Kirkland at the Insurance Council