Regulatory news

With financial services practice now more dynamic than ever, we help professionals to remain compliant and future ready.

  • Squirrel Super to pay $55,000 penalty for false and misleading marketing

    The Federal Court has ordered Squirrel Superannuation Services Pty Ltd […]

  • ASIC reduces administrative burden for authorised representatives appointing claims handling staff

    ASIC has issued relief to reduce the administrative burden on […]

  • Behavioural science and regulation: ASIC article in the Behavioural Economics Guide 2022

    In a recent article published in the international Behavioural Economics […]

  • ASIC releases updated ePayments Code

    ASIC has published the updated ePayments Code (the Code) to provide […]

  • ASIC highlights focus areas for 30 June 2022 reporting

    ASIC is urging directors, preparers of annual and half-year reports […]

  • APRA and ASIC release new FAQs on the implementation of the retirement income covenant

    The Australian Prudential Regulation Authority (APRA) and the Australian Securities […]

  • APRA publishes Chair Wayne Byres’ speech to Banking Summit

    A fit-for-the-future banking sector. “The Australian financial system is strong […]

  • Our Lunch Date with Regulator Leaders

    We attended Finsia’s recent ‘The Regulators’ event, during which senior […]

  • APRA publishes Chair Wayne Byres’ speech on regulating new financial technologies

    In “Regulating the technological revolution in finance”, Mr Byres delivered an update on APRA’s regulatory approach to major technological developments that are impacting the financial and...

  • Westpac to pay $1.5 million penalty for mis-selling consumer credit insurance

    The Federal Court has ordered Westpac Banking Corporation pay a $1.5 million penalty for mis-selling consumer credit insurance with its credit cards and Flexi Loans to customers who had not agreed to...

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