Responsible Manager Nomination Option 3

Responsible Manager RG 105

RG105 Responsible Manager Nomination: Option 3 relevant short course

Are you being nominated as a Responsible Manager under your AFSL? Do you have a relevant university degree and three years relevant experience?

Responsible Manager Nomination Option 3 is suitable for nominated Responsible Managers who hold a university degree in a relevant discipline (e.g. economics, commerce, business, accounting or equivalent). In some cases ASIC may accept a degree in some other technical discipline (e.g. a degree in geology if the nominated Responsible Manager’s role relates to giving financial product advice about resource equities). In addition you must have three years relevant experience.

Those who meet the above requirements then complete a short industry course relevant to the industry or financial product to which their role relates.

On successful completion you will receive an Academic Transcript confirming that you successfully completed a relevant short industry course. You can submit this transcript to ASIC along with the other documentation to support your nomination as a Responsible Manager under RG105 Option 3.

How can we help?

ASIC accepts short industry courses listed on the ASIC Training Register for RG146 purposes. You can choose a relevant short course from the list below:

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What others say about us

Parallels real workplace experience.

We have been using FEP for a number of years now. The course materials are highly professional and parallels real workplace experience. Staff greatly value participating in meaningful external training and are the greatest advocates.

Efficient, informative and accessible.

The content is well set out, clear and precise. My organisation does the course every year and we are continuing to learn new and interesting things with each new offering. The content is up to date with the industry and completely relevant to my role. I had all the support and learning resources available to get it done…

Extremely relevant and meaningful.

Our firm exclusively uses the services of Financial Education Professionals for all of our ongoing RG146, compliance and responsible manager training for our team. We find course materials extremely relevant and meaningful and this allows our team to have up to date, practical knowledge.

Peter McGuire, CEO, XM

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