RG146 Compliance

RG146 Compliance

What is RG 146? (ASIC’s Regulatory Guide 146)

Our RG 146 Compliance Training Courses meet ASIC’s requirements for financial product advisers or representatives needing to meet the relevant training standards. (see RG 146.1–RG 146.3.)

Our courses are also an effective learning solution for financial services workplaces looking to ensure a desired level of base knowledge across selected teams or the wider organisation.

Who does RG146 compliance apply to?

RG146 continues to apply for certain groups, namely licensees and advisers who:

We are a Registered Training Organisation and an ASIC Authorised Assessor, so you can be assured that our courses comply with ASIC’s requirements (RG 146.87).

Tier 1

To meet relevant training standards at the Tier 1 level, you must complete both Generic Knowledge and the specialist knowledge area you intend to provide general advice in.

Our Tier 1 specialist knowledge areas include: RG146 SecuritiesRG146 DerivativesRG146 Managed InvestmentsRG146 Foreign Exchange RG146 Superannuation and RG146 Life Insurance.

Tier 2 

Our Tier 2 areas include: RG146 General Insurance and RG146 Deposit Products and non-cash payments.

FAQs

Tier 1 RG 146 Compliance

Anyone giving financial product general advice under an Australian Financial Services Licence (AFSL) must satisfy ASIC’s RG 146 training standards. These are explained in Regulatory Guide 146 Licensing: Training of financial product advisers (RG146).

Tier 2 Compliance

Our RG146 Tier 2 Accreditation Programs have been specifically designed for organisations seeking RG 146 compliance to provide general or personal advice in the Tier 2 financial product areas of General Insurance and/or Deposit Products and Non-Cash Payments.

Need help finding the right course?

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What others say about us

Parallels real workplace experience.

We have been using FEP for a number of years now. The course materials are highly professional and parallels real workplace experience. Staff greatly value participating in meaningful external training and are the greatest advocates.

Efficient, informative and accessible.

The content is well set out, clear and precise. My organisation does the course every year and we are continuing to learn new and interesting things with each new offering. The content is up to date with the industry and completely relevant to my role. I had all the support and learning resources available to get it done…

Extremely relevant and meaningful.

Our firm exclusively uses the services of Financial Education Professionals for all of our ongoing RG146, compliance and responsible manager training for our team. We find course materials extremely relevant and meaningful and this allows our team to have up to date, practical knowledge.

Peter McGuire, CEO, XM

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