ACL Responsible Manager Workshop – Sydney
Strengthen Your Oversight. Sharpen Your Compliance. Stay Ahead of ASIC.
In-person Workshop | Sydney | Wednesday 12 August 2026
Responsible Managers play a critical role in ensuring Australian Credit Licensees meet their obligations under the National Consumer Credit Protection Act and ASIC’s regulatory expectations.
As regulatory scrutiny continues to intensify, Responsible Managers are expected to demonstrate not only technical competence, but also effective governance, oversight and accountability.
The ACL Responsible Manager Workshop is a practical, interactive, in-person workshop designed specifically for Responsible Managers and senior credit professionals who want to strengthen their understanding of their obligations, explore recent regulatory developments, and gain practical strategies they can immediately apply within their organisations.
Delivered by respected consumer credit compliance specialist David Carson, this workshop provides practical insights drawn from decades of experience working with ASIC, lenders, brokers and credit providers.
Whether you’re newly appointed or an experienced Responsible Manager looking to satisfy your annual CPD obligations under ASIC Regulatory Guide 206 (RG206), this workshop will help you remain compliant, confident and future ready.
Workshop Details Date Wednesday 12 August 2026 Time 1.00pm – 4.30pm Location GPT Space&Co, Darling Park
201 Sussex Street, Sydney NSW 2000CPD 3.5 CPD Hours Facilitator David Carson Investment $695 per participant (GST inclusive) Afternoon refreshments including coffee, tea and afternoon tea will be provided.
Why Attend?
Under RG206 Credit licensing: Competence and training, Responsible Managers should complete at least 20 hours of continuing professional development each year, covering both product knowledge and regulatory compliance. Licensees are also required to maintain records of this training.
This workshop has been specifically developed to support those requirements while providing practical guidance on the issues Responsible Managers face every day.
The content is suitable for organisations of all sizes, from sole operators through to major lenders and national credit businesses.
During this highly interactive session you’ll gain:
- Practical guidance in plain English – not legal jargon
- A clearer understanding of your responsibilities as a Responsible Manager
- Insights into current ASIC expectations and enforcement activity
- Practical compliance strategies you can implement immediately
- The opportunity to ask questions directly of one of Australia’s leading consumer credit compliance specialists
- 3.5 hours of recognised CPD towards your annual RG206 requirements
Places are limited to maintain an interactive workshop environment.
Register today to secure your place.
Program Content
Learning Outcomes
- Better understand how ASIC regulates Australian Credit Licensees
- Explain the responsibilities and accountability of a Responsible Manager
- Strengthen your governance and compliance oversight
- Better manage record-keeping and reporting obligations
- Apply practical compliance strategies within your organisation
- Identify emerging regulatory risks before they become compliance issues
- Confidently contribute to a stronger compliance culture within your business
What you will learn
Who is this course for?
- Responsible Managers of Australian Credit Licensees
- Credit Licensees
- Mortgage Brokers
- Risk and Compliance Managers
- Compliance Officers
- Senior Managers
- Credit Executives
- overnance professionals responsible for consumer credit compliance
Units of Competency
Pre-requisite
Recognition of Prior Learning
Certification
Participants who attend the workshop will receive a Certificate of Attendance confirming completion of 3.5 CPD Hours, suitable for your continuing professional development records.
