FEP Insights
ASIC and APRA announce joint consultation on the Financial Accountability Regime Regulator Rules
With Australian Parliament still at least one stage away from passing the FAR Bill, financial regulators have asserted themselves early and together.
How do I become an insurance broker?
Every day, insurance brokers operate at the customer coal-face, protecting people and businesses while simultaneously saving them money and providing peace of mind.
How Do I Become a Responsible Manager?
This back-to-basics guide will help get you started on the path to compliance.
EOFY Wrap by Kate
It’s enough to make even the most optimistic of CEOs a little cautious about predicting what’s to come.
Taking a team approach to training
Training not only enables employees to develop the knowledge and skills they need to perform their jobs to a high standard, it also makes them feel supported and valued...
Regulatory favourites March 2023
There has certainly been an abundance of regulatory activity this past month, so we’ve wheelbarrowed in the best of our freshest pickings for you!
The Australian Banking Industry: APRA Prudential Standard CPS 190
We can be reassured that Australia has held its position confidently through this current crisis. Is our Prudential Standard CPS 190 the shield the US needed?
Regulatory highlights February 2023
The hectic start to 2023 has certainly seen government policy and regulators create fireworks. Here’s our pick of news that has sparked the most attention.
Highlights from the ASIC Annual Forum 2022
It was a busy day for us, as we joined the throngs that descended on Day 1 of the ASIC Annual Forum. Here’s our guide to uncovering the main stories.
How to Navigate the AFS Licence Application
We share some tips for staying on track and getting through the AFSL application process in one piece.
October regulator enforcement wrap
Spring clean your compliance into good shape with our highlights from October enforcement activity.
Marketing in the Financial Services Industry: Harvey Norman and ASIC
The fine print on fine print. Harvey, we have a problem!