FEP Insights
The Australian Banking Industry: APRA Prudential Standard CPS 190
We can be reassured that Australia has held its position confidently through this current crisis. Is our Prudential Standard CPS 190 the shield the US needed?
Regulatory highlights February 2023
The hectic start to 2023 has certainly seen government policy and regulators create fireworks. Here’s our pick of news that has sparked the most attention.
Highlights from the ASIC Annual Forum 2022
It was a busy day for us, as we joined the throngs that descended on Day 1 of the ASIC Annual Forum. Here’s our guide to uncovering the main stories.
How to Navigate the AFS Licence Application
We share some tips for staying on track and getting through the AFSL application process in one piece.
October regulator enforcement wrap
Spring clean your compliance into good shape with our highlights from October enforcement activity.
Marketing in the Financial Services Industry: Harvey Norman and ASIC
The fine print on fine print. Harvey, we have a problem!
Find your Code of Practice
These codes have been developed by industry and set the standard of behaviour and operation to which they will hold themselves accountable, in order to demonstrate transparency and build trust with customers.
Superannuation regulatory update
With super funds in the throes of sending members annual statements, APRA and ASIC have directed pointed communications of their own to trustees.
What does it mean to be RG 146 Compliant?
Contrary to popular belief, the RG146 qualification is still a compliance requirement for a significant proportion of the financial services industry.
The secret to Credit CPD success
CPD that inspire learners to reflect and think critically can build a culture of continual improvement & deliver best outcomes for clients and set organisations apart.
ASIC begins enforcing Royal Commission reforms
ASIC's grace period for the suite of regulatory reforms implemented in October 2021 seems to be over - and it's now 'on patrol'.
Finfluencers – Friend or Foe?
‘Finfluencers’ are financial-influencers, champions of social media who are readily dispensing investment recommendations and trading strategies...