FEP Insights
Braving the AML storm swirling on the horizon
There is a perfect storm swirling on the horizon, and the right response is to plan to build a windmill not a wall.
Mortgage Best Interests Duty 101
We break down the basics of the best interests duty and how you can demonstrate your compliance. Check out our tips for success.
What the Simpsons Can Teach Us About Organisational Culture
Much like the escalator to nowhere, an organisation in which no-one takes ownership or accountability for their decisions will become a place of continuous escalation.
Something’s missing in Mortgage CPD?
Are you really complying with ASIC's RG206 CPD obligations? It's more prescriptive than you may think...
Nobody Puts RG 146 in the Corner
Looking to meet your ASIC general advice compliance requirements? Our RG 146 program is a versatile and ideal choice.
Should I Stay or Should I Go? (Part 2) Five top reasons to self-license
In this second part of our 2-part series on the pros and cons of self-licensing, we’ve identified the five top reasons financial planners choose to self-license.
Should I Stay or Should I Go? Part 1 – The top 5 reasons to stay with your licensee
To self-license, or not to self-license, that is the question. We decided to go digging and sort the fact from the fiction.
The ‘Not Unsuitable’ vs the ‘Customer First Duty’
You’ve probably heard about the ‘Customer First Duty’, which is intended to replace today’s ‘Not Unsuitable’ test and improve customer outcomes.
Why Australians need payday loans (and responsible lenders)
The popularity of payday loans has never been higher. But should we view small and medium amount loans as friend or a foe?
Overcoming the illusion of complying
Why do we call it a cpd year when, in all honesty, almost everybody scrambles to complete in the last weeks before their enrolment expires?