Conflicts of Interest

Conflicts of Interest explores industry examples and the legal, regulatory and organisational guidance your firm can turn to for support when facing conflict of interest-related challenges.

Financial workplaces licensed by ASIC have a general obligation under the Corporations Act to maintain adequate arrangements for managing Conflicts of Interest. This statutory obligation is in relation to activities undertaken by the licensee as well as by its representatives, and so is wide ranging.

Conflicts of interest can arise in numerous circumstances, including dealings with internal and external stakeholders, offering services to wholesale and retail clients, and providing general or personal advice.

 

Program Content

Learning Outcomes

What you will learn

  • What a conflict of interest is and why it is important to manage
  • How to identify conflicts of interest
  • What ASIC recommends licensees should do to manage conflicts of interest (RG 181)
  • How conflicts of interest can be avoided, controlled or disclosed
  • Complementary provisions, such as conflicted and other banned remuneration (RG 246)
  • Key aspects of a best practice Conflicts of Interest Policy.

Who is this course for?

Units of Competency

Pre-requisite

Recognition of Prior Learning

Certification

You will be awarded a Certificate of Completion. It will be available online for you to download and print immediately.

CPD Area: Generic Knowledge and Regulation

Explore our CPD Short Courses

Download Brochure

Frequently Asked Questions

Our CPD short courses are assessed by a short open book multiple-choice exam.
You can enrol your team, either
  • Online. Find the right course and make an online purchase or
  • Talk with us to develop your team training program.
Our courses, CPD and qualifications are 100% online, so you can start anytime, anywhere.
What is FEPs Mortgage and Credit CPD program?2021-12-17T10:41:43+11:00

Our Credit and Mortgage Broking CPD (RG206) is an essential annual update for credit licencees. It covers everything you need to know in one convenient online course.  Each program earning 20 CPD points.

Our programs are packed full of essential regulatory updates and practical tips for achieving the best outcomes for your clients, efficiently and compliantly.