FEP Insights
Find your Code of Practice
These codes have been developed by industry and set the standard of behaviour and operation to which they will hold themselves accountable, in order to demonstrate transparency and build trust with customers.
Superannuation regulatory update
With super funds in the throes of sending members annual statements, APRA and ASIC have directed pointed communications of their own to trustees.
What does it mean to be RG 146 Compliant?
Contrary to popular belief, the RG146 qualification is still a compliance requirement for a significant proportion of the financial services industry.
The secret to Credit CPD success
CPD that inspire learners to reflect and think critically can build a culture of continual improvement & deliver best outcomes for clients and set organisations apart.
ASIC begins enforcing Royal Commission reforms
ASIC's grace period for the suite of regulatory reforms implemented in October 2021 seems to be over - and it's now 'on patrol'.
Finfluencers – Friend or Foe?
‘Finfluencers’ are financial-influencers, champions of social media who are readily dispensing investment recommendations and trading strategies...
Hello compliance, my new friend
Now, more than ever, it’s time to energise and uplift this important role. This is the new look of compliance.
What makes AFSL Responsible Managers so important?
Only the best of the best can be considered for Responsible Manager status.
The rise of the responsible manager – Episode 2 Responsibility awakens
What path do your Responsible Managers follow to secure victory for your organisation?
Responsibility is everyone’s business
It has never been more important to have the right Responsible Manager's in place.
Four Reasons You Need to Care About Climate Disclosure
The role of climate-related financial reporting and it is clear that it is no longer a ‘nice to have’.
Marketing of Financial Services: The Dos and Don’ts
There are strict rules that relate to the advertising of financial products and services and it can be easier than you think to step over the line.