Risk and Compliance

Risk and Compliance

Risk and Compliance is a fundamental component of financial services.

With a growing set of regulatory and operational compliance requirements, organisations are under increased pressure. Today compliance goes beyond regulation. Society demands rigorous standards of integrity in financial services and internal control. The compliance function is an integral part of the corporate governance structure, augmenting and strengthening other aspects of control and risk management.

Regulatory liabilities can be significant, so organisations look for ways to protect themselves as enforcement becomes more assertive.

Our Risk and Compliance courses focus on what you need to know ensuring everyone who has an accountable role in an organisation is getting the right information about their responsibilities.

General Compliance

Our general compliance suite helps your whole organisation comply with licensing obligations.

For Risk and Compliance Managers

Need help finding the right course?

Speak to our expert team

What others say about us

Parallels real workplace experience.

We have been using FEP for a number of years now. The course materials are highly professional and parallels real workplace experience. Staff greatly value participating in meaningful external training and are the greatest advocates.

Efficient, informative and accessible.

The content is well set out, clear and precise. My organisation does the course every year and we are continuing to learn new and interesting things with each new offering. The content is up to date with the industry and completely relevant to my role. I had all the support and learning resources available to get it done…

Extremely relevant and meaningful.

Our firm exclusively uses the services of Financial Education Professionals for all of our ongoing RG146, compliance and responsible manager training for our team. We find course materials extremely relevant and meaningful and this allows our team to have up to date, practical knowledge.

Peter McGuire, CEO, XM

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