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LMI Essentials
Learn how LMI works, when to use it, and how to confidently apply it in high LVR lending strategies for better client outcomes. Launch Offer pricing applies for a limited time. -
Managing Conflicts of Interest RG181
Learn about conflicts of interest in financial services as we examine real-world examples and regulator approaches to enforcing licensee obligations. -
Managing Ethical Dilemmas in Financial Services
What is ethics and how does an organisation go about using ethical standards to maintain sound professional conduct? -
Managing non-financial risk
Delve into what non-financial risk is and why managing it is a good thing for your organisation’s culture and reputation. -
Marketing and advertising financial products RG 234
Are your financial products and advice services providing clear, accurate and balanced messages? -
Miscellaneous Financial Risk Products
A Miscellaneous Financial Risk Product is an alternative to traditional insurance (known as risk protection) offered by discretionary mutual funds. -
Modern slavery
In this module, you’ll find out about the ways modern slavery works and its impacts. -
National consumer credit protection
Learn about your organisation’s responsibilities, and the conduct and processes you need to follow to meet these provisions. -
Overview of AML/CTF In Australia
For frontline teams and advisers, this topic explores money laundering, terrorism financing, and the regulatory frameworks designed to manage ML/TF risks. -
Overview of Australia’s superannuation system
Structured Learning: A comprehensive overview suitable for compliance managers, representatives and senior leaders. -
Preventing bribery and corruption
Learn about the risks of bribery and corruption, and the part you play in helping your organisation to meet its obligations. -
Preventing bullying and harassment
Learn about behaviours that constitute bullying and harassment, and discover how you can help to prevent them. -
Privacy Law and Data Protection
Privacy risks are increasing - are you prepared? Build practical knowledge of data protection, breach response and emerging risks like AI and Digital ID. -
Professionalism and Ethics CPD
Understand and examine the interplay between corporate culture, ethics and conduct in your organisation. -
Protecting privacy and data
A concise course covering the Australian Privacy Principles, data handling best practice, and how to respond to privacy risks and breaches. -
Protecting whistleblowers
A practical introduction to whistleblowing in Australia - covering legal protections, organisational responsibilities, and how to report concerns safely.
